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Disciplinary Action

GOLDSTONE CAP (01160.HK) probe finds executive director involved in potential insider trading, board to seek removal
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GOLDSTONE CAP01160.HKDisciplinary Action
2026-10-28
RMH HOLDINGS (08437.HK): Exchange Sanctionses Company and Six Former Directors, Two Chairmen Cited for Detriment to Investors' Interests
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RMH HOLDINGS08437.HKGEMDisciplinary Action
2026-10-14
HOME CONTROL (01747.HK): Issues Follow-up Announcement on HKEX Disciplinary Action, Says All Current Directors Appointed After Relevant Events and Compliance Adviser Engaged
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HOME CONTROL01747.HKDisciplinary Action
2026-09-08
HOME CONTROL (01747.HK): HKEX Censures Company and Two Former Directors over Undisclosed Change of IPO Proceeds Use and Other Breaches
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HOME CONTROL01747.HKDisciplinary Action
2026-09-08
SHIMAO SERVICES (00873.HK): SSE disciplinary decision publicly censures Shanghai Shimao and Xu Shitan, Xu found unsuitable as director for six years
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SHIMAO SERVICES00873.HKDisciplinary Action
2026-08-24
CHINA AOYUAN (03883.HK): HKEX Censures Former Independent Non-Executive Director Xu Jinghui and Requires 17 Hours of Compliance Training
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CHINA AOYUAN03883.HKDisciplinary Action
2026-08-11
REDCO GROUP(01622.HK): Executive Director Tang Chengyong Receives Public Sanction from HKEX; Board Concludes He Remains Fit to Continue Office
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REDCO GROUP01622.HKDisciplinary Action
2026-07-29
REDCO HEALTHY (02370.HK): HKEX Takes Disciplinary Action against Redco Healthy Living and Two Executive Directors
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REDCO HEALTHY02370.HKDisciplinary Action
2026-07-28
EVER REACH GP (03616.HK): HKEX Imposes Disciplinary Sanctions on Company, Four Directors and Five Senior Executives Over RMB320 Million Circular Fund Arrangement Leading to Audit Delay and Suspension
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EVER REACH GP03616.HKDisciplinary Action
2026-07-09
Silver Grant International Holdings Group Limited: HKEX Takes Disciplinary Action Against Former Executive Director Wang Ping and Issues Director Unsuitability Statement
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SILVER GRANT00171.HKDisciplinary Action
2026-07-06
LISI GP HOLD00526.HK): HKEX Takes Disciplinary Action Against the Company, Six Former Directors and One Former Company Secretary
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LISI GP HOLD00526.HKDisciplinary Action
2026-06-25
HKEX Takes Disciplinary Action Against Two Former Directors of Differ Group Auto, Issues Director Unsuitability Statements
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DIFFER GP AUTO06878.HKDisciplinary Action
2026-06-16