Softcare (02698.HK): Names Ping An Capital as New Compliance Adviser Effective Jan 12, Replacing Dongwu Securities

NewTimeSpace · 2026/01/12 19:35 · By Zeyu Wu

Softcare (2698) announced on January 12 that, due to changes in key personnel at Dongwu Securities International Financing Limited, both parties have agreed to terminate the compliance adviser agreement effective January 12, 2026, and concurrently appointed China Ping An Capital (Hong Kong) Limited, where the former Dongwu personnel now work, as the new compliance adviser. The appointment runs until either the compliance date for 2026 financial results or termination under the agreement, whichever is earlier. Both the Board and Dongwu Securities confirmed no other matters require shareholders' or the Stock Exchange's attention.

NewTimeSpace reports that Softcare Limited (Stock Code: 2698) announced on January 12 the appointment of a new compliance adviser. The Company and Dongwu Securities International Financing Limited have mutually agreed to terminate the compliance adviser agreement signed on January 15, 2025, due to changes in key project personnel at Dongwu Securities, with termination taking effect from January 12, 2026.

Save as disclosed, the Board and Dongwu Securities each confirmed that, as of the announcement date, there are no other matters concerning the termination that need to be brought to the attention of the Company's shareholders and the Stock Exchange.

Given that the key project personnel of Dongwu Securities responsible for the Company's compliance work have assumed new positions at China Ping An Capital (Hong Kong) Limited ("Ping An"), and considering the Company's need for continuity in the engagement of the relevant compliance adviser, the Board further announced that, pursuant to Rule 3A.27 of the Listing Rules, Ping An has been appointed as the new compliance adviser with effect from January 12, 2026, until the earlier of (i) the date on which the Company complies with Rule 13.46 of the Listing Rules in respect of its financial results for the first full financial year (i.e., the year ending December 31, 2026) after the date of initial listing pursuant to Rule 3A.19 of the Listing Rules; or (ii) the date of termination of the compliance adviser agreement entered into between the Company and Ping An in accordance with its terms.

Ping An is a licensed corporation under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) to conduct Type 6 regulated activity (advising on corporate finance).

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