GUOTAI JUNAN I (01788.HK): SFC and ICAC Visit Hong Kong Office, One Employee Detained
NewTimeSpace: Guotai Junan International Holdings Limited (01788.HK) announced that on 10 March 2026, the Hong Kong Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) visited the Company’s principal place of business in Hong Kong and executed search warrants, seizing certain documents. The Company was informed that one employee who is not a member of the Board was detained by the ICAC. The Company immediately suspended the employee from duties and confirmed that overall business and operations remain normal.
NewTimeSpace: Guotai Junan International Holdings Limited (01788.HK) issued an inside information announcement on 12 March 2026. On 10 March 2026, the SFC and the ICAC attended the Company’s principal place of business in Hong Kong, executed search warrants, and seized certain documents. The Company was further informed that an employee (not a member of the Board) had been detained by the ICAC. The Company attaches great importance to the matter and will continue to closely monitor developments.
In light of the investigation, the Company immediately suspended the relevant employee from all operational and executive duties and authority with effect from 10 March 2026 until further notice.
The Board confirms that, as of the date of this announcement, the Group’s overall business and operations, including its investment banking business, remain normal. The Company’s financial position remains sound, and all business activities are being conducted in an orderly and compliant manner.
The Company is obtaining further information regarding the investigation and will issue further announcements in accordance with the Listing Rules as appropriate. The Group remains committed to compliance, prudent operation, and creating long-term value for its customers, partners and shareholders. Shareholders and potential investors are advised to exercise caution when dealing in the Company’s shares.
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