NewTimeSpace | Quarterly Ranking of Hong Kong IPO Sponsors by Number of Mandates (Q3 2026)

NewTimeSpace Research Institute data show 33 institutions sponsored Hong Kong IPOs in Q3 2026. CITIC Securities (HK) and CLSA tied first with 9 mandates each, CICC HK ranked third with 8, and Huatai, Haitong Int'l Capital and Goldman Sachs Asia tied fourth with 4 each. Six institutions served four or more mandates; three served 3, seven served 2 and 17 served just one, a stark tail. Chinese brokers stayed ahead in sponsorship, while foreign banks ranked lower overall.

Quarterly Ranking of Hong Kong IPO Sponsors by Number of Mandates (Q3 2026)

No.

Sponsor (English)

No. of Mandates

1

CITIC Securities (Hong Kong) Limited

9

2

CLSA Limited

9

3

China International Capital Corporation Hong Kong Securities Limited

8

4

Huatai Financial Holdings (Hong Kong) Limited

4

5

Haitong International Capital Limited

4

6

Goldman Sachs (Asia) L.L.C.

4

7

Morgan Stanley Asia Limited

3

8

Haitong International Securities Company Limited

3

9

Citigroup Global Markets Asia Limited

3

10

BOCI Asia Limited

2

11

J.P. Morgan Securities (Far East) Limited

2

12

Guotai Junan Securities (Hong Kong) Limited

2

13

J.P. Morgan Securities (Asia Pacific) Limited

2

14

CCB International Capital Limited

2

15

Zhongtai International Capital Limited

2

16

Guotai Junan Capital Limited

2

17

Orient Capital (Hong Kong) Limited

1

18

Guolian Securities International Capital Market Co., Limited

1

19

China Securities (International) Corporate Finance Company Limited

1

20

Sinolink Securities (Hong Kong) Company Limited

1

21

Guolian Securities International Capital Co., Limited

1

22

Deutsche Securities Asia Limited

1

23

Silver Nile Global Investments Limited

1

24

GF Capital (Hong Kong) Limited

1

25

ABCI Capital Limited

1

26

GF Securities (Hong Kong) Brokerage Limited

1

27

Merrill Lynch (Asia Pacific) Ltd

1

28

HSBC Corporate Finance (Hong Kong) Limited

1

29

Guosen Securities (HK) Capital Company Limited

1

30

The Hongkong and Shanghai Banking Corporation Limited

1

31

Orient Securities (Hong Kong) Limited

1

32

China Galaxy International Securities (Hong Kong) Co., Limited

1

33

Deutsche Bank AG, Hong Kong Branch

1

Source/Compiled by: Choice / NewTimeSpace Research 
Statistical Period: Q3 2026

×
Share to WeChat

Open WeChat, use the "Scan", and share to my Moments.